Mark malek

Chief Investment Officer, Siebert AdvisorNXT

Direct: (201) 356-6615

Phone: (800) 872-0444

New York city, ny

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about mark

Mr. Malek is the Chief Investment Officer at SiebertNXT where his responsibilities include portfolio management, investment advisory, and spearheading the efforts to launch next generation products and services.

Prior to joining the Siebert team, Malek was CIO at Praxis Insight Advisors and Digital Wealth Technologies where he developed and managed the firms’ quantitative market algorithms and models. Formerly Malek was Chief Investment Officer of WealthSource Partners, LLC, where his responsibilities included portfolio management, investment strategy, and trading.

Mark has 29 years of experience in quantitative finance, modeling, algorithm design, analysis, mergers and acquisitions, private equity, and securities trading. He served as a portfolio manager at Westmarc Capital Partners, Vice President of Corporate Development at AT&T, Director of Corporate Development at Lucent Technologies, and has been at the helm of several software-based startup ventures. Mr. Malek holds a BA in Economics from Rutgers University and an MBA in Finance from Rutgers Graduate School of Management.

mark malek

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ADDITIONAL SERVICES

Trust Services

401(k) Rollovers

Annuities

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Licenses & Registrations

Exams and Registrations: Series 7, Series 63

Insurance License: CA Insurance #0A88397
 
Disciplinary Information:

• David Bender does not have any disclosures to report within the past 10 years.
• For a complete overview of David's Disclosure history, please visit the FINRA's BrokerCheckLink
 
Additional Compensation:

David does not receive any economic benefit from a non-advisory client for the provision of advisory services.
 
Supervisor:

Peter Sosnowski - Senior Vice President of Retail Division 201.499.0316
 
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Education & Background

Educational Background:

UCLA BA in Political Science and Sociology

Business Experience:

• Siebert AdvisorNXT, LLC – Investment Advisor Representative (2017-Present)
• Muriel Siebert & Co., LLC – Registered Representative (2017-Present)

• Stockcross Financial Services – Registered Representative (2010-2019)

Other Business Activities:
Investment-Related Activities

• Registered Representative at Muriel Siebert & Co., affiliated broker-dealer of Siebert AdvisorNXT, LLC

Non-Investment-Related Activities

• David is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time.

Siebert Financial Corporation (“Siebert”) has a full range of brokerage and financial advisory services offered through its operating subsidiaries, affiliates and brands associated with Siebert Financial described below.

Muriel Siebert & Co., LLC Member: FINRA | NYSE | SIPC  – Provides brokerage and custodial related services and is the registered Broker Dealer and wholly owned subsidiary of Siebert Financial Corporation.

Siebert AdvisorNXT, LLC. (“SiebertNXT”) – A Registered Investment Advisor that provides investment advisory services and discretionary investment management for a fee. SiebertNXT is the brand name for Siebert AdvisorNXT, LLC. Prior to investing in a managed SiebertNXT portfolio, we will obtain important information from you about your financial profile and risk tolerances and we will provide you with a detailed investment proposal, investment Advisory Agreement and Wrap Fee Programs Brochure. These documents contain important information that should be carefully read before enrolling in a managed account program. Siebert AdvisorNXT, LLC. is a wholly owned subsidiary of Siebert Financial Corporation. Please read SiebertNXT Disclosures for more information.

Park Wilshire Companies, Inc. ("Siebert Insurance") - Offer insurance products and annuity investments through Park Wilshire Companies, Inc., a wholly owned subsidiary of Siebert Financial Corporation. Please read Siebert Insurance Disclosures and Siebert Annuities Disclosure.

RISE Financial Services LLC ("RISE Prime Services") - is a registered Broker Dealer and subsidiary of Siebert Financial Corporation. RISE Prime is a division of RISE Financial Services, LLC.

Siebert Employee Share Plans & Siebert Corporate Services – Partners with public companies to offer share plan administration solutions and services on behalf of their employees. Please read Siebert Corporate Service Disclosure.

Siebert Online and SiebertNXT response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance.

You should always carefully consider the investment objectives, risks, charges and expenses of any investment before investing. Investing in securities products involves risk, including possible loss of principal.

Siebert Financial Corporation (“Siebert”) its affiliates & subsidiaries do not provide tax advice, and you should always consult your own tax advisor before taking any action that may have tax consequences.
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